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User Guide


The NRD User Guide is a collection of PDF documents that will require Adobe Acrobat Reader to view.

Below you will find reference guides on a selection of NRD Submissions:

INITIAL SUBMISSIONS:
How to Make an Initial Application
How to Reinstate Registration
How to Register with an Additional Sponsoring Firm
How to Register in an Additional Jurisdiction
How to Reactivate Registration

AMENDMENTS:
How to Change or Surrender Individual Categories
How to Apply for an Exemption

NOTICES:
How to Complete a Notice of Termination
How to Update/Correct Termination Information
How to Update Information on the Permanent Record (in progress)

FIRM SUBMISSIONS:
How to Change a Location Supervisor
How to Open a Location
How to Change Location Address Information
How to Change Location Status
How to Close a Location


FEES:
How to Resubmit a Fee
How to Complete a Notice of Annual Fee/Exclusion Reversal

REPORTS:
How to Generate a Reconciliation Report by Submission
How to Generate a Reconciliation Report by EFT
How to Generate an Annual Fee Detailed Report
How to Generate a Termination Follow-up Report